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Oppenheimer Holdings Inc. (USA)
85 Broad Street
Phone: (212) 668-8000p:212 668-8000 NEW YORK, NY  10004  United States Ticker: OPYOPY
Business Summary
Oppenheimer Holdings Inc. is a middle-market investment bank and full-service broker-dealer. The Company is engaged in a range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity and fixed income research, market-making, trust services and investment advisory and asset management services. The Company’s segments include Private Client, Asset Management and Capital Markets. The Company has approximately 90 retail branch offices in the United States and institutional businesses located in London, Tel Aviv, and Hong Kong. Its private client services include full-service brokerage, wealth planning and margin lending. The Company's asset management services include separately managed accounts, mutual fund managed accounts, discretionary advisory accounts, non-discretionary advisory accounts, alternative investments, portfolio enhancement program and others.

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
Yes--YesYes--

Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
9/30/202412/31/2023YesYes--Yes

Industries
SIC Code Description
6211 Security brokers, dealers, and flotation companies

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
Chairman of the Board, Chief Executive Officer Albert G.Lowenthal 78 1/1/1985 1/1/1985
President, Director Robert S.Lowenthal 47 1/1/2021 5/1/2013
Chief Financial Officer, Executive Vice President Brad M.Watkins 42 8/1/2022 8/1/2022
7 additional Officers and Directors records available in full report.

Subsidiaries
Business Name Address City State/Province Country
E.A. VINER INTERNATIONAL CO.
Oppenheimer & Co. Inc. 125 Broad Street New York NY United States
Oppenheimer Asset Management Inc. 85 Broad Street New York NY United States

Business Names
Business Name
Oppenheimer Europe Ltd.
Oppenheimer Holdings Inc. (USA)
OPY

General Information
Number of Employees: 2,951 (As of 9/30/2024)
Outstanding Shares: 10,331,401 (As of 10/25/2024)
Shareholders: 118
Stock Exchange: NYSE
Federal Tax Id: 980080034
Fax Number: (302) 636-5454
Email Address: fvh@idirect.com


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Wednesday, November 20, 2024