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Caitong Securities Co Ltd
No.15 Hangda Road
Phone: +86 57187821312p:+86 57187821312 HANGZHOU, ZHJ  310007  China Ticker: 601108601108
Business Summary
CAITONG SECURITIES CO.,LTD. is a China-based securities company. The Company is principally engaged in securities brokerage business, investment banking business, asset management business, securities proprietary business, securities credit business and research business. Through its subsidiaries, the Company is also involved in securities asset management, private equity fund management, alternative investment, overseas securities brokerage, futures brokerage, financial futures brokerage, futures investment consulting, asset management and fund management businesses.
(Source: N-30D)

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
Yes------

Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
9/30/202312/31/2022Yes----

Industries
SIC Code Description
6211 Security brokers, dealers, and flotation companies
6221 Commodity contracts brokers and dealers
6282 Investment advice
6799 Investors, not elsewhere classified
6289 Services allied with the exchange of securities or commodities
7389 Business services, not elsewhere classified

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
Chairman of the Board QichengZhang 54 7/1/2022 7/1/2022
Chief Financial Officer YingZhou 50 3/10/2023 3/10/2023
Chief Operating Officer LinhuiWu 49 7/1/2017 7/1/2017
12 additional Officers and Directors records available in full report.

General Information
Number of Employees: 4,286 (As of 12/31/2022)
Outstanding Shares: 4,643,739,554 (As of 3/31/2024)
Shareholders: 143,508
Stock Exchange: SHA
Fax Number: +86 57187823288


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Friday, April 26, 2024