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Northeast Securities Co Ltd
No. 6666 Shengtai Street
Phone: +86 43185096806p:+86 43185096806 CHANGCHUN, JLN  130119  China Ticker: 000686000686
Business Summary
Northeast Securities Co Ltd is a China-based securities company. The Company operates its businesses through four segments. The Big Retail Business segment is engaged in securities and futures brokerage business, financial product sales business and credit trading business. The Big Investment Banks segment is engaged in equity underwriting business, bond underwriting business, financial advisory business and equity transfer business. The Investment and Sales Transaction Business segment is engaged in equity investment business, fixed income investment business, quantitative trading business, market making business, alternative investment business and research consulting business. The Asset Management Business segment is engaged in asset management business, public fund management business and private fund management business.

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
Yes------

Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
9/30/202412/31/2023Yes----

Industries
SIC Code Description
6211 Security brokers, dealers, and flotation companies
6282 Investment advice

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
Chairman of the Board FuchunLi 60 1/15/2016 1/15/2016
President, Vice Chairman of the Board JunyanHe 56 1/1/2019 8/21/2007
Vice Chairman of the Board XiaofengSun 61 1/1/2023 1/15/2007
12 additional Officers and Directors records available in full report.

Business Names
Business Name
000686
Liulu Industrial Co., Ltd.
Northeast Securities Co., Ltd.

General Information
Number of Employees: 3,755 (As of 12/31/2023)
Outstanding Shares: 2,340,452,915 (As of 9/30/2024)
Shareholders: 89,019
Stock Exchange: SHE
Fax Number: +86 43185096816


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Tuesday, December 3, 2024