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Broadridge Financial Solutions Inc
5 Dakota Drive
Phone: (516) 472-5400p:516 472-5400 LAKE SUCCESS, NY  11042  United States Ticker: BRBR
Business Summary
Broadridge Financial Solutions, Inc. is a financial technology company. It provides investor communications and technology-driven solutions to banks, broker-dealers, asset and wealth managers, investors, and others. Its Investor Communication Solutions (ICS) segment provides Regulatory Solutions, Data-Driven Fund Solutions, Corporate Issuer Solutions, and Customer Communications Solutions. ICS business involves the processing and distribution of proxy materials to investors in equity securities and mutual funds, and the facilitation of related vote processing. Its Global Technology and Operations (GTO) segment provides solutions that automate the front-to-back transaction lifecycle of equity, mutual fund, foreign exchange, and exchange-traded derivatives, from order capture and execution through trade confirmation, margin, reconciliations, and others. It also operates a Securities Industry Services (SIS) transaction processing platform for the security brokerage industry in Canada.

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
YesYes-YesYesYes-

Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
9/30/20246/30/2024YesYes-YesYes

Industries
SIC Code Description
7374 Computer processing and data preparation and processing services
7372 Prepackaged software
6199 Finance services
7375 Information retrieval services
7291 Tax return preparation services
6099 Functions related to depository banking, not elsewhere classified
6282 Investment advice

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
Executive Chairman of the Board Richard J.Daly 71 1/2/2019 1/1/2007
President Christopher J.Perry 62 3/2/2020 9/1/2014
Chief Executive Officer, Director Timothy C.Gokey 63 3/2/2020 4/5/2010
12 additional Officers and Directors records available in full report.

Subsidiaries
Business Name Address City State/Province Country
Broadridge Nederland II B.V. Prins Bernhardplein 200 AMSTERDAM Netherlands
Rockall Technologies Limited Block 1, West Pier Business Campus Dublin Ireland
Broadridge (Suisse) SA Rue de la Terrassire 58 Genve Switzerland
26 additional Subsidiary records available in full report.

Business Names
Business Name
605 Studios, LLC
Access Data Corp.
ActivePath Solutions Ltd.
90 additional Business Names available in full report.

General Information
Number of Employees: 14,600 (As of 6/30/2024)
Outstanding Shares: 116,889,364 (As of 10/31/2024)
Shareholders: 8,492
Stock Exchange: NYSE
Federal Tax Id: 331151291
Fax Number: (302) 636-5454


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Wednesday, November 20, 2024